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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Feb 1, 2023

Accession no.
0001127602-23-002919
Filed
Feb 1, 2023
Trade date
Jan 31-Feb 1, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 22 non-derivative transactions. Open-market sales total $517.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 31, 2023Common StockSSaleDisposed−200$89.05−$17,81035,556Indirect
Jan 31, 2023Common StockSSaleDisposed−630$89.06−$56,107.834,926Indirect
Jan 31, 2023Common StockSSaleDisposed−280$89.07−$24,939.634,646Indirect
Jan 31, 2023Common StockSSaleDisposed−351$89.08−$31,267.0834,295Indirect
Jan 31, 2023Common StockSSaleDisposed−298$89.09−$26,548.8233,997Indirect
Jan 31, 2023Common StockSSaleDisposed−227$89.10−$20,225.733,770Indirect
Jan 31, 2023Common StockSSaleDisposed−312$89.11−$27,802.3233,458Indirect
Jan 31, 2023Common StockSSaleDisposed−68$89.12−$6,060.1633,390Indirect
Jan 31, 2023Common StockSSaleDisposed−666$89.13−$59,360.5832,724Indirect
Jan 31, 2023Common StockSSaleDisposed−930$89.14−$82,900.231,794Indirect
Jan 31, 2023Common StockSSaleDisposed−250$89.15−$22,287.531,544Indirect
Jan 31, 2023Common StockSSaleDisposed−20$89.17−$1,783.431,524Indirect
Jan 31, 2023Common StockSSaleDisposed−624$89.20−$55,660.830,900Indirect
Jan 31, 2023Common StockSSaleDisposed−100$89.22−$8,92230,800Indirect
Feb 1, 2023Common StockSSaleDisposed−300$90.00−$27,00030,500Indirect
Feb 1, 2023Common StockSSaleDisposed−100$90.01−$9,00130,400Indirect
Feb 1, 2023Common StockSSaleDisposed−40$90.02−$3,600.830,360Indirect
Feb 1, 2023Common StockSSaleDisposed−300$90.03−$27,00930,060Indirect
Feb 1, 2023Common StockSSaleDisposed−80$90.07−$7,205.629,980Indirect
Feb 1, 2023Common StockSSaleDisposed−5$90.21−$451.0529,975Indirect
Feb 1, 2023Common StockSSaleDisposed−5$90.24−$451.229,970Indirect
Feb 1, 2023Common StockSSaleDisposed−10$90.25−$902.529,960Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)