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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Feb 1, 2023

Accession no.
0001127602-23-002917
Filed
Feb 1, 2023
Trade date
Jan 31, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 22 non-derivative transactions. Open-market sales total $377.5K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 31, 2023Common StockSSaleDisposed−100$88.45−$8,84539,908Indirect
Jan 31, 2023Common StockSSaleDisposed−53$88.47−$4,688.9139,855Indirect
Jan 31, 2023Common StockSSaleDisposed−106$88.48−$9,378.8839,749Indirect
Jan 31, 2023Common StockSSaleDisposed−1$88.50−$88.539,748Indirect
Jan 31, 2023Common StockSSaleDisposed−100$88.51−$8,85139,648Indirect
Jan 31, 2023Common StockSSaleDisposed−777$88.52−$68,780.0438,871Indirect
Jan 31, 2023Common StockSSaleDisposed−140$88.53−$12,394.238,731Indirect
Jan 31, 2023Common StockSSaleDisposed−29$88.54−$2,567.6638,702Indirect
Jan 31, 2023Common StockSSaleDisposed−100$88.54−$8,85438,602Indirect
Jan 31, 2023Common StockSSaleDisposed−102$88.55−$9,032.138,500Indirect
Jan 31, 2023Common StockSSaleDisposed−217$88.70−$19,247.938,283Indirect
Jan 31, 2023Common StockSSaleDisposed−77$88.71−$6,830.6738,206Indirect
Jan 31, 2023Common StockSSaleDisposed−123$88.72−$10,912.5638,083Indirect
Jan 31, 2023Common StockSSaleDisposed−55$88.73−$4,880.1538,028Indirect
Jan 31, 2023Common StockSSaleDisposed−135$88.76−$11,982.637,893Indirect
Jan 31, 2023Common StockSSaleDisposed−93$88.79−$8,257.4737,800Indirect
Jan 31, 2023Common StockSSaleDisposed−200$88.86−$17,77237,600Indirect
Jan 31, 2023Common StockSSaleDisposed−100$88.90−$8,89037,500Indirect
Jan 31, 2023Common StockSSaleDisposed−994$89.00−$88,46636,506Indirect
Jan 31, 2023Common StockSSaleDisposed−225$89.01−$20,027.2536,281Indirect
Jan 31, 2023Common StockSSaleDisposed−100$89.02−$8,90236,181Indirect
Jan 31, 2023Common StockSSaleDisposed−425$89.04−$37,84235,756Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)