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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Feb 1, 2023

Accession no.
0001127602-23-002916
Filed
Feb 1, 2023
Trade date
Jan 30-31, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 22 non-derivative transactions. Open-market sales total $380.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 30, 2023Common StockSSaleDisposed−915$87.50−$80,062.543,416Indirect
Jan 30, 2023Common StockSSaleDisposed−85$87.51−$7,438.3543,331Indirect
Jan 30, 2023Common StockSSaleDisposed−900$87.60−$78,84042,431Indirect
Jan 30, 2023Common StockSSaleDisposed−100$87.61−$8,76142,331Indirect
Jan 30, 2023Common StockSSaleDisposed−400$88.00−$35,20041,931Indirect
Jan 30, 2023Common StockSSaleDisposed−131$88.01−$11,529.3141,800Indirect
Jan 31, 2023Common StockSSaleDisposed−50$88.00−$4,40041,750Indirect
Jan 31, 2023Common StockSSaleDisposed−71$88.01−$6,248.7141,679Indirect
Jan 31, 2023Common StockSSaleDisposed−335$88.04−$29,493.441,344Indirect
Jan 31, 2023Common StockSSaleDisposed−98$88.07−$8,630.8641,246Indirect
Jan 31, 2023Common StockSSaleDisposed−5$88.11−$440.5541,241Indirect
Jan 31, 2023Common StockSSaleDisposed−5$88.14−$440.741,236Indirect
Jan 31, 2023Common StockSSaleDisposed−5$88.16−$440.841,231Indirect
Jan 31, 2023Common StockSSaleDisposed−10$88.17−$881.741,221Indirect
Jan 31, 2023Common StockSSaleDisposed−39$88.19−$3,439.4141,182Indirect
Jan 31, 2023Common StockSSaleDisposed−2$88.27−$176.5441,180Indirect
Jan 31, 2023Common StockSSaleDisposed−100$88.29−$8,82941,080Indirect
Jan 31, 2023Common StockSSaleDisposed−635$88.40−$56,13440,445Indirect
Jan 31, 2023Common StockSSaleDisposed−130$88.41−$11,493.340,315Indirect
Jan 31, 2023Common StockSSaleDisposed−109$88.42−$9,637.7840,206Indirect
Jan 31, 2023Common StockSSaleDisposed−84$88.43−$7,428.1240,122Indirect
Jan 31, 2023Common StockSSaleDisposed−114$88.44−$10,082.1640,008Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)