Cornelius James's Form 4 filing
Umb Financial Corp (UMBF) · filed Feb 1, 2023
- Accession no.
- 0001127602-23-002913
- Filed
- Feb 1, 2023
- Trade date
- Feb 1, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market sales total $38.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cornelius JamesCIK 0001739115 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Common Stock | SSaleDisposed | −25 | $90.08 | −$2,252 | 8,835.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −51 | $90.09 | −$4,594.59 | 8,784.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −49 | $90.12 | −$4,415.88 | 8,735.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −87 | $90.14 | −$7,842.18 | 8,648.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −45 | $90.15 | −$4,056.75 | 8,603.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −28 | $90.16 | −$2,524.48 | 8,575.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −20 | $90.19 | −$1,803.8 | 8,555.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −23 | $90.21 | −$2,074.83 | 8,532.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −49 | $90.23 | −$4,421.27 | 8,483.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −6 | $90.24 | −$541.44 | 8,477.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −30 | $90.26 | −$2,707.8 | 8,447.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −5 | $90.30 | −$451.5 | 8,442.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −3 | $90.32 | −$270.96 | 8,439.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −3 | $90.33 | −$270.99 | 8,436.4 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −3 | $90.44 | −$271.32 | 8,433.4 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.