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Cornelius James's Form 4 filing

Umb Financial Corp (UMBF) · filed Feb 1, 2023

Accession no.
0001127602-23-002912
Filed
Feb 1, 2023
Trade date
Feb 1, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 25 non-derivative transactions. Open-market sales total $89.1K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cornelius JamesCIK 0001739115Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2023Common StockSSaleDisposed−50$89.65−$4,482.59,802.4Direct
Feb 1, 2023Common StockSSaleDisposed−124$89.67−$11,119.089,678.4Direct
Feb 1, 2023Common StockSSaleDisposed−28$89.69−$2,511.329,650.4Direct
Feb 1, 2023Common StockSSaleDisposed−39$89.70−$3,498.39,611.4Direct
Feb 1, 2023Common StockSSaleDisposed−15$89.72−$1,345.89,596.4Direct
Feb 1, 2023Common StockSSaleDisposed−110$89.74−$9,871.49,486.4Direct
Feb 1, 2023Common StockSSaleDisposed−18$89.75−$1,615.59,468.4Direct
Feb 1, 2023Common StockSSaleDisposed−18$89.76−$1,615.689,450.4Direct
Feb 1, 2023Common StockSSaleDisposed−25$89.78−$2,244.59,425.4Direct
Feb 1, 2023Common StockSSaleDisposed−27$89.79−$2,424.339,398.4Direct
Feb 1, 2023Common StockSSaleDisposed−49$89.80−$4,400.29,349.4Direct
Feb 1, 2023Common StockSSaleDisposed−37$89.82−$3,323.349,312.4Direct
Feb 1, 2023Common StockSSaleDisposed−24$89.84−$2,156.169,288.4Direct
Feb 1, 2023Common StockSSaleDisposed−19$89.85−$1,707.159,269.4Direct
Feb 1, 2023Common StockSSaleDisposed−71$89.92−$6,384.329,198.4Direct
Feb 1, 2023Common StockSSaleDisposed−3$89.93−$269.799,195.4Direct
Feb 1, 2023Common StockSSaleDisposed−45$89.94−$4,047.39,150.4Direct
Feb 1, 2023Common StockSSaleDisposed−25$89.98−$2,249.59,125.4Direct
Feb 1, 2023Common StockSSaleDisposed−29$89.99−$2,609.719,096.4Direct
Feb 1, 2023Common StockSSaleDisposed−7$90.00−$6309,089.4Direct
Feb 1, 2023Common StockSSaleDisposed−35$90.01−$3,150.359,054.4Direct
Feb 1, 2023Common StockSSaleDisposed−6$90.03−$540.189,048.4Direct
Feb 1, 2023Common StockSSaleDisposed−79$90.04−$7,113.168,969.4Direct
Feb 1, 2023Common StockSSaleDisposed−8$90.05−$720.48,961.4Direct
Feb 1, 2023Common StockSSaleDisposed−101$90.07−$9,097.078,860.4Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)