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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Jan 31, 2023

Accession no.
0001127602-23-002749
Filed
Jan 31, 2023
Trade date
Jan 27, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 22 non-derivative transactions. Open-market sales total $506.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 27, 2023Common StockSSaleDisposed−100$87.50−$8,750230,457.32Direct
Jan 27, 2023Common StockSSaleDisposed−200$87.63−$17,526230,257.32Direct
Jan 27, 2023Common StockSSaleDisposed−100$87.67−$8,767230,157.32Direct
Jan 27, 2023Common StockSSaleDisposed−100$87.68−$8,768230,057.32Direct
Jan 27, 2023Common StockSSaleDisposed−300$87.70−$26,310229,757.32Direct
Jan 27, 2023Common StockSSaleDisposed−12$87.82−$1,053.84229,745.32Direct
Jan 27, 2023Common StockSSaleDisposed−200$87.83−$17,566229,545.32Direct
Jan 27, 2023Common StockSSaleDisposed−132$87.99−$11,614.68229,413.32Direct
Jan 27, 2023Common StockSSaleDisposed−900$87.40−$78,66052,900Indirect
Jan 27, 2023Common StockSSaleDisposed−100$87.42−$8,74252,800Indirect
Jan 27, 2023Common StockSSaleDisposed−200$87.50−$17,50052,600Indirect
Jan 27, 2023Common StockSSaleDisposed−729$87.52−$63,802.0851,871Indirect
Jan 27, 2023Common StockSSaleDisposed−100$87.54−$8,75451,771Indirect
Jan 27, 2023Common StockSSaleDisposed−200$87.55−$17,51051,571Indirect
Jan 27, 2023Common StockSSaleDisposed−631$87.56−$55,250.3650,940Indirect
Jan 27, 2023Common StockSSaleDisposed−10$87.57−$875.750,930Indirect
Jan 27, 2023Common StockSSaleDisposed−505$87.58−$44,227.950,425Indirect
Jan 27, 2023Common StockSSaleDisposed−523$87.60−$45,814.849,902Indirect
Jan 27, 2023Common StockSSaleDisposed−100$87.62−$8,76249,802Indirect
Jan 27, 2023Common StockSSaleDisposed−2$87.63−$175.2649,800Indirect
Jan 27, 2023Common StockSSaleDisposed−143$87.67−$12,536.8149,657Indirect
Jan 27, 2023Common StockSSaleDisposed−499$87.68−$43,752.3249,158Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)