Hauber Stephen M's Form 4 filing
Navient Corp (JSM) · filed Jan 30, 2023
- Accession no.
- 0001127602-23-002697
- Filed
- Jan 30, 2023
- Trade date
- Jan 27, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $217.6K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hauber Stephen MCIK 0001710338 | Officer (EVP, Chief Risk&Compliance Off) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2023 | Common Stock | MOption exerciseAcquired | +57,915 | $13.63 | +$789,381.45 | 274,995.71 | Direct | |
| Jan 27, 2023 | Common Stock | FTax withholdingDisposed | −46,564 | $19.17 | −$892,631.88 | 228,431.71 | Direct | |
| Jan 27, 2023 | Common Stock | SSaleDisposed | −11,351 | $19.17 | −$217,598.67 | 217,080.71 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2023 | Common Stock | MOption exerciseDisposed | −57,915 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.