Connor Martin P.'s Form 4 filing
Toll Brothers, Inc. (TOL) · filed Jan 13, 2023
- Accession no.
- 0001127602-23-001400
- Filed
- Jan 13, 2023
- Trade date
- Jan 12-13, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.59M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Connor Martin P.CIK 0001501993 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2023 | Common Stock | MOption exerciseAcquired | +30,000 | $35.16 | +$1,054,800 | 61,220 | Direct | |
| Jan 12, 2023 | Common Stock | SSaleDisposed | −30,000 | $55.97F1 | −$1,679,100 | 31,220 | Direct | |
| Jan 13, 2023 | Common Stock | MOption exerciseAcquired | +34,000 | $32.49 | +$1,104,660 | 65,220 | Direct | |
| Jan 13, 2023 | Common Stock | SSaleDisposed | −34,000 | $56.12F2 | −$1,908,080 | 31,220 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 0 | Direct | |
| Jan 13, 2023 | Common Stock | MOption exerciseDisposed | −34,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $55.83 to $56.14. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $56.00 to $56.26. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.