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Buckley Robert's Form 4 filing

Novanta Inc (NOVT) · filed Jan 11, 2023

Accession no.
0001127602-23-001281
Filed
Jan 11, 2023
Trade date
Jan 9-10, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions. Open-market sales total $473.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Buckley RobertCIK 0001513778Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 9, 2023Common StockSSaleDisposed−1,200$140.55F2−$168,660137,408Direct
Jan 9, 2023Common StockSSaleDisposed−1,080$141.52F3−$152,841.6136,328Direct
Jan 9, 2023Common StockSSaleDisposed−100$142.11−$14,211136,228Direct
Jan 10, 2023Common StockSSaleDisposed−362$140.62F4−$50,904.44135,866Direct
Jan 10, 2023Common StockSSaleDisposed−550$142.09F5−$78,149.5135,316Direct
Jan 10, 2023Common StockSSaleDisposed−64$143.06−$9,155.84135,252Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $140.00 to $140.97. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $141.00 to $141.90. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $140.00 to $140.81. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $141.61 to $142.56. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Remarks

Power of Attorney on file

Read the full filing on SEC EDGAR (opens in a new tab)