Tu Thomas's Form 4 filing
Inari Medical, Inc. (NARI) · filed Dec 28, 2022
- Accession no.
- 0001127602-22-028317
- Filed
- Dec 28, 2022, 4:32 PM ET
- Trade date
- Dec 27, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $632.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tu ThomasCIK 0001806426 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $0.457 | +$4,570 | 96,451 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −6,529 | $62.75F2 | −$409,694.75 | 89,922 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −1,871 | $63.88F3 | −$119,519.48 | 88,051 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −1,400 | $64.66F4 | −$90,524 | 86,651 | Direct | |
| Dec 27, 2022 | Common Stock | SSaleDisposed | −200 | $65.67 | −$13,134 | 86,451 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 159,584 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $62.39 to $63.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $63.39 to $64.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $64.43 to $64.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.