Canton Barry's Form 4 filing
Ginkgo Bioworks Holdings, Inc. (DNA) · filed Dec 19, 2022
- Accession no.
- 0001127602-22-027927
- Filed
- Dec 19, 2022
- Trade date
- Dec 15-19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $658.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Canton BarryCIK 0001882756 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2022 | Class A Common Stock | SSaleDisposed | −103,547 | $1.61 | −$166,710.67 | 19,110,257 | Direct | Duplicate filing |
| Dec 15, 2022 | Class A Common Stock | SSaleDisposed | −103,547 | $1.61 | −$166,710.67 | 19,110,259 | Indirect | Duplicate filing |
| Dec 15, 2022 | Class A Common Stock | CConversionAcquired | +200,000 | –F3 | – | 19,310,259 | Indirect | Duplicate filing |
| Dec 16, 2022 | Class A Common Stock | SSaleDisposed | −101,426 | $1.60 | −$162,281.6 | 19,008,831 | Direct | Duplicate filing |
| Dec 16, 2022 | Class A Common Stock | SSaleDisposed | −101,425 | $1.60 | −$162,280 | 19,208,834 | Indirect | Duplicate filing |
| Dec 19, 2022 | Class A Common Stock | GGiftDisposed | −200,000 | $0.00 | $0 | 19,008,834 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2022 | Class A Common Stock | CConversionDisposed | −200,000 | –F3 | – | 70,189,783 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.