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Machiels Alec's Form 4 filing

Apellis Pharmaceuticals, Inc. (APLS) · filed Dec 19, 2022

Accession no.
0001127602-22-027856
Filed
Dec 19, 2022
Trade date
Dec 15, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $65.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Machiels AlecCIK 0001496687Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 15, 2022Common StockMOption exerciseAcquired+1,250$2.67+$3,337.5265,024Direct
Dec 15, 2022Common StockSSaleDisposed−1,250$52.35−$65,437.5263,774Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 15, 2022Common StockMOption exerciseDisposed−1,250$0.00$0113,529Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)