Pettiti Gianluca's Form 4 filing
Thermo Fisher Scientific Inc. (TMO) · filed Dec 15, 2022
- Accession no.
- 0001127602-22-027583
- Filed
- Dec 15, 2022
- Trade date
- Dec 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.01M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pettiti GianlucaCIK 0001844600 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +775 | $210.68 | +$163,277 | 17,225 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +4,200 | $210.68 | +$884,856 | 21,425 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −4,975 | $576.84 | −$2,869,779 | 16,450 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −2,000 | $569.11 | −$1,138,220 | 14,450 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −775 | $0.00 | $0 | 0 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −4,200 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: Exhibit 24 - Confirming Statement