Spector David's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Dec 14, 2022
- Accession no.
- 0001127602-22-027497
- Filed
- Dec 14, 2022
- Trade date
- Dec 12-13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $741.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spector DavidCIK 0001275713 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Common Stock | SSaleDisposed | −12,750 | $58.12F1 | −$741,030 | 667,636 | Direct | |
| Dec 13, 2022 | Common Stock | JOtherDisposed | −12,750 | $58.12 | −$741,030 | 654,886 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average price of multiple transactions ranging from $57.50 to $58.44. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.