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Brumana Rodrigo's Form 4/A amendment

Amended

Poshmark, Inc. (POSH) · filed Dec 14, 2022

Accession no.
0001127602-22-027488
Filed
Dec 14, 2022
Trade date
Dec 1-13, 2022
Filing delay
13 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Dec 5, 2022

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $70.1K. It was filed 13 days after the trade.

This amendment replaces 0000899243-22-037721 (filed Dec 5, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brumana RodrigoCIK 0001895244Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 13, 2022Class A Common StockSSaleDisposed−3,926$17.85−$70,079.1624,970Direct
Dec 1, 2022Class A Common StockMOption exerciseAcquired+11,363$0.00$0628,896Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 1, 2022Class A Common StockMOption exerciseDisposed−11,363$0.00$068,183Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2

Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3

1/8th of the RSUs will vest on September 1, 2022 and each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

Remarks

We are amending this Form 4 to correct the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs, the price of such sale, the transaction date of the sale, and the balance of Class A common stock held by the Reporting Person following the transaction.

Read the full filing on SEC EDGAR (opens in a new tab)