Pagliari Aldo John's Form 4 filing
Snap-on Inc (SNA) · filed Dec 14, 2022
- Accession no.
- 0001127602-22-027463
- Filed
- Dec 14, 2022
- Trade date
- Dec 13, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.92M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pagliari Aldo JohnCIK 0001486096 | Officer (Sr VP - Finance & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +12,500 | $79.04 | +$988,000 | 85,631.29 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −2,190 | $235.24F3 | −$515,175.6 | 83,441.29 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −2,829 | $236.29F4 | −$668,464.41 | 80,612.29 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,471 | $237.17F5 | −$348,877.07 | 79,141.29 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,200 | $239.12F6 | −$286,944 | 77,941.29 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −400 | $240.07F7 | −$96,028 | 77,541.29 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −12,500 | –F9 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $234.725 to $235.7014. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $235.73 to $236.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $236.73 to $237.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $238.62 to $239.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $239.68 to $240.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F9
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
Referenced by the price of 1 transaction in Table II.