Yearley Douglas C. Jr.'s Form 4 filing
Toll Brothers, Inc. (TOL) · filed Dec 13, 2022
- Accession no.
- 0001127602-22-027394
- Filed
- Dec 13, 2022
- Trade date
- Dec 9-13, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.83M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yearley Douglas C. Jr.CIK 0001476755 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2022 | Common Stock | FTax withholdingDisposed | −13,937 | $49.46 | −$689,324.02 | 180,710 | Direct | |
| Dec 12, 2022 | Common Stock | MOption exerciseAcquired | +33,500 | $32.22 | +$1,079,370 | 214,210 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −33,500 | $49.51F1,F2 | −$1,658,585 | 180,710 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +41,500 | $32.22 | +$1,337,130 | 222,210 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −41,500 | $52.31F1,F3 | −$2,170,865 | 180,710 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Common Stock | MOption exerciseDisposed | −33,500 | $0.00 | $0 | 41,500 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −41,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.
Referenced by the price of 2 transactions in Table I.
- F2
Weighted average sales price. Actual sale prices ranged from $49.50 to $49.525.
Referenced by the price of 1 transaction in Table I.
- F3
Weighted average sales price. Actual sale prices ranged from $51.80 to $52.72.
Referenced by the price of 1 transaction in Table I.