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Shapiro Paul E's Form 4 filing

Toll Brothers, Inc. (TOL) · filed Dec 9, 2022

Accession no.
0001127602-22-027209
Filed
Dec 9, 2022
Trade date
Dec 8, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $183.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shapiro Paul ECIK 0001191311Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2022Common StockMOption exerciseAcquired+3,706$32.22+$119,407.32137,093Direct
Dec 8, 2022Common StockSSaleDisposed−3,706$49.59F1,F2−$183,780.54133,387Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 8, 2022Common StockMOption exerciseDisposed−3,706$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

F2

Weighted-average sales price. Actual sales prices ranged from $49.58 to $49.595

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)