Conard Edward's Form 4/A amendment
AmendedWaters CorpWAT · filed Dec 8, 2022
- Accession no.
- 0001127602-22-027061
- Filed
- Dec 8, 2022
- Trade date
- Nov 30, 2022
- Filing delay
- 8 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 1, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $354.4K. It was filed 8 days after the trade.
This amendment replaces 0001127602-22-026589 (filed Dec 1, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Conard EdwardCIK 0001184452 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $88.71 | +$354,840 | 75,283 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −1,059 | $334.70 | −$354,447.3 | 74,224 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment corrects an administrative error in which the acquisition price of the stock acquired through the exercise of the listed options was incorrectly listed at $334.7000 instead of the correct price of $88.7100.
- F2
These stock options, which were granted on January 2, 2013 and vested 1 year thereafter, were scheduled to expire on January 2, 2023.
- F3
The sale reported on this Form 4 represents shares sold to cover tax withholding obligations in connection with the exercise and settlement of a grant of options. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.