Buckminster Douglas E.'s Form 4 filing
American Express Co (AXP) · filed Dec 7, 2022
- Accession no.
- 0001127602-22-027045
- Filed
- Dec 7, 2022
- Trade date
- Dec 6, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.52M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buckminster Douglas E.CIK 0001477675 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2022 | Common Stock | GGiftDisposed | −1,100 | $0.00 | $0 | 99,024.24 | Direct | |
| Dec 6, 2022 | Common Stock | MOption exerciseAcquired | +16,354 | $59.45 | +$972,245.3 | 115,378.24 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −16,354 | $154.23 | −$2,522,277.42 | 99,024.24 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2022 | Common Stock | MOption exerciseDisposed | −16,354 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.