Popwell David T's Form 4 filing
First Horizon CorpFHN · filed Dec 1, 2022
- Accession no.
- 0001127602-22-026636
- Filed
- Dec 1, 2022
- Trade date
- Nov 30, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.46M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Popwell David TCIK 0001186181 | Officer (President-Specialty Banking) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | MOption exerciseAcquired | +35,478 | $19.73 | +$699,980.94 | 562,569 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −35,478 | $24.75F1 | −$878,080.5 | 527,091 | Direct | |
| Nov 30, 2022 | Common Stock | MOption exerciseAcquired | +41,198 | $18.69 | +$769,990.62 | 568,289 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −41,198 | $24.75F1 | −$1,019,650.5 | 527,091 | Direct | |
| Nov 30, 2022 | Common Stock | MOption exerciseAcquired | +37,427 | $15.43 | +$577,498.61 | 564,518 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −37,427 | $24.75F2 | −$926,318.25 | 527,091 | Direct | |
| Nov 30, 2022 | Common Stock | MOption exerciseAcquired | +25,534 | $15.90 | +$405,990.6 | 552,625 | Direct | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −25,534 | $24.75F2 | −$631,966.5 | 527,091 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | MOption exerciseDisposed | −35,478 | $0.00 | $0 | 0 | Direct | |
| Nov 30, 2022 | Common Stock | MOption exerciseDisposed | −41,198 | $0.00 | $0 | 0 | Direct | |
| Nov 30, 2022 | Common Stock | MOption exerciseDisposed | −37,427 | $0.00 | $0 | 12,475 | Direct | |
| Nov 30, 2022 | Common Stock | MOption exerciseDisposed | −25,534 | $0.00 | $0 | 25,535 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares reported in this row were sold in multiple lots at prices ranging from $24.685 to $24.845 per share, inclusive. The reporting person undertakes to provide First Horizon Corporation, any security holder of First Horizon Corporation, or the staff of the Securities and Exchange Commission, upon request, the number of shares sold at each separate price within the range mentioned above.
Referenced by the price of 2 transactions in Table I.
- F2
The price reported in Column 4 is a weighted average price. The shares reported in this row were sold in multiple lots at prices ranging from $24.690 to $24.850 per share, inclusive. The reporting person undertakes to provide First Horizon Corporation, any security holder of First Horizon Corporation, or the staff of the Securities and Exchange Commission, upon request, the number of shares sold at each separate price within the range mentioned above.
Referenced by the price of 2 transactions in Table I.