Stack Fergal's Form 4 filing
Happen, Inc. (HAPN) · filed Nov 29, 2022
- Accession no.
- 0001127602-22-026513
- Filed
- Nov 29, 2022
- Trade date
- Nov 25-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $63.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stack FergalCIK 0001714400 | Officer (SVP, Corporate Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2022 | Common Stock | MOption exerciseAcquired | +2,396 | $0.00 | $0 | 138,910 | Direct | |
| Nov 25, 2022 | Common Stock | MOption exerciseAcquired | +5,099 | $0.00 | $0 | 144,009 | Direct | |
| Nov 25, 2022 | Common Stock | MOption exerciseAcquired | +4,442 | $0.00 | $0 | 148,451 | Direct | |
| Nov 25, 2022 | Common Stock | MOption exerciseAcquired | +3,118 | $0.00 | $0 | 151,569 | Direct | |
| Nov 28, 2022 | Common Stock | SSaleDisposed | −6,240 | $10.09 | −$62,961.6 | 145,329 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2022 | Common Stock | MOption exerciseDisposed | −2,396 | $0.00 | $0 | 2,397 | Direct | |
| Nov 25, 2022 | Common Stock | MOption exerciseDisposed | −5,099 | $0.00 | $0 | 25,492 | Direct | |
| Nov 25, 2022 | Common Stock | MOption exerciseDisposed | −4,442 | $0.00 | $0 | 22,210 | Direct | |
| Nov 25, 2022 | Common Stock | MOption exerciseDisposed | −3,118 | $0.00 | $0 | 28,059 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.