Pietri Antonio J's Form 4 filing
Aspen Technology, Inc. (AZPN) · filed Nov 23, 2022
- Accession no.
- 0001127602-22-026340
- Filed
- Nov 23, 2022
- Trade date
- Nov 21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 3 derivative transactions. Open-market sales total $29.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pietri Antonio JCIK 0001407695 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 | Common Stock | MOption exerciseAcquired | +49,921 | $49.81 | +$2,486,565.01 | 220,175 | Direct | |
| Nov 21, 2022 | Common Stock | MOption exerciseAcquired | +40,481 | $51.03 | +$2,065,745.43 | 260,656 | Direct | |
| Nov 21, 2022 | Common Stock | MOption exerciseAcquired | +35,405 | $70.99 | +$2,513,400.95 | 296,061 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −63,766 | $231.11 | −$14,736,960.26 | 232,295 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −8,081 | $232.67 | −$1,880,206.27 | 224,214 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −5,188 | $233.29 | −$1,210,308.52 | 219,026 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −1,300 | $234.39 | −$304,707 | 217,726 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −7,069 | $235.69 | −$1,666,092.61 | 210,657 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −13,285 | $236.60 | −$3,143,231 | 197,372 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −9,255 | $237.61 | −$2,199,080.55 | 188,117 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −4,159 | $238.81 | −$993,210.79 | 183,958 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −4,133 | $239.91 | −$991,548.03 | 179,825 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −3,258 | $240.81 | −$784,558.98 | 176,567 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −2,400 | $242.81 | −$582,744 | 174,167 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −1,008 | $242.85 | −$244,792.8 | 173,159 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −2,905 | $243.87 | −$708,442.35 | 170,254 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 | Common Stock | MOption exerciseDisposed | −49,921 | $0.00 | $0 | 12,834 | Direct | |
| Nov 21, 2022 | Common Stock | MOption exerciseDisposed | −40,481 | $0.00 | $0 | 36,284 | Direct | |
| Nov 21, 2022 | Common Stock | MOption exerciseDisposed | −35,405 | $0.00 | $0 | 27,482 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.