Kappler Ann M's Form 4 filing
Prudential Financial Inc (PFH) · filed Nov 23, 2022
- Accession no.
- 0001127602-22-026301
- Filed
- Nov 23, 2022
- Trade date
- Nov 22, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $392.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kappler Ann MCIK 0001280546 | Officer (EVP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | SSaleDisposed | −1,870 | $108.60 | −$203,082 | 9,779 | Direct | |
| Nov 22, 2022 | Common Stock | MOption exerciseAcquired | +223 | $78.61 | +$17,530.03 | 10,002 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −223 | $108.65 | −$24,228.95 | 9,779 | Direct | |
| Nov 22, 2022 | Common Stock | MOption exerciseAcquired | +1,516 | $78.08 | +$118,369.28 | 11,295 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −1,516 | $108.65 | −$164,713.4 | 9,779 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | MOption exerciseDisposed | −223 | $0.00 | $0 | 0 | Direct | |
| Nov 22, 2022 | Common Stock | MOption exerciseDisposed | −1,516 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.