Heyman William H's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Nov 22, 2022
- Accession no.
- 0001127602-22-026261
- Filed
- Nov 22, 2022
- Trade date
- Nov 18-21, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $621.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyman William HCIK 0001198930 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | MOption exerciseAcquired | +1,000 | $126.18 | +$126,180 | 252,605.29 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −1,000 | $185.75 | −$185,750 | 251,605.29 | Direct | |
| Nov 21, 2022 | Common Stock | MOption exerciseAcquired | +2,342 | $126.18 | +$295,513.56 | 253,947.29 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −2,342 | $186.18F1 | −$436,033.56 | 251,605.29 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 26,270 | Direct | |
| Nov 21, 2022 | Common Stock | MOption exerciseDisposed | −2,342 | $0.00 | $0 | 23,928 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $186.00 to $186.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.