Gil Michele M's Form 4 filing
Sierra BancorpBSRR · filed Nov 21, 2022
- Accession no.
- 0001127602-22-026209
- Filed
- Nov 21, 2022
- Trade date
- Nov 18, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $42.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gil Michele MCIK 0001932708 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | AGrant or awardAcquired | +1,876 | $0.00F1 | $0 | 1,876 | Direct | |
| Nov 18, 2022 | Common Stock | PPurchaseAcquired | +2,000 | $21.36 | +$42,720 | 2,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.
Referenced by the price of 1 transaction in Table I.