Jassy Andrew R's Form 4 filing
Amazon Com Inc (AMZN) · filed Nov 17, 2022
- Accession no.
- 0001127602-22-025972
- Filed
- Nov 17, 2022
- Trade date
- Nov 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.40M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jassy Andrew RCIK 0001374545 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +60,000 | $0.00 | $0 | 1,952,000 | Direct | |
| Nov 15, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −8,953 | $100.53F2 | −$900,045.09 | 1,943,047 | Direct | |
| Nov 15, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −8,562 | $101.59F3 | −$869,813.58 | 1,934,485 | Direct | |
| Nov 15, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −3,810 | $102.22F4 | −$389,458.2 | 1,930,675 | Direct | |
| Nov 15, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −2,295 | $103.40F5 | −$237,303 | 1,928,380 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 60,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $100.91 and the lowest price at which shares were sold was $100.03.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $102.05 and the lowest price at which shares were sold was $101.08.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The highest price at which shares were sold was $102.48 and the lowest price at which shares were sold was $102.08.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price. The highest price at which shares were sold was $103.75 and the lowest price at which shares were sold was $103.23.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.