Axel Robert's Form 4 filing
Prudential Financial Inc (PFH) · filed Nov 17, 2022
- Accession no.
- 0001127602-22-025952
- Filed
- Nov 17, 2022
- Trade date
- Nov 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.26M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Axel RobertCIK 0001602678 | Officer (SVP and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | SSaleDisposed | −6,300 | $109.01 | −$686,763 | 4,691 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +502 | $87.45 | +$43,899.9 | 5,193 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −456 | $109.13 | −$49,763.28 | 4,737 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +1,685 | $78.08 | +$131,564.8 | 6,422 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −1,458 | $109.13 | −$159,111.54 | 4,964 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +4,207 | $63.59 | +$267,523.13 | 9,171 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −3,364 | $109.13 | −$367,113.32 | 5,807 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −502 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −1,685 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −4,207 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.