Douglas Robert Andrew's Form 4 filing
Resmed Inc (RMD) · filed Nov 16, 2022
- Accession no.
- 0001127602-22-025832
- Filed
- Nov 16, 2022
- Trade date
- Nov 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.50M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Douglas Robert AndrewCIK 0001352232 | Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | ResMed Common Stock | MOption exerciseAcquired | +1,144 | $58.24 | +$66,626.56 | 34,578 | Direct | |
| Nov 15, 2022 | ResMed Common Stock | MOption exerciseAcquired | +16,888 | $58.24 | +$983,557.12 | 51,466 | Direct | |
| Nov 15, 2022 | ResMed Common Stock | SSaleDisposed | −11,280 | $222.07F2 | −$2,504,949.6 | 40,186 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | ResMed Common Stock | MOption exerciseDisposed | −1,144 | $0.00 | $0 | 16,888 | Direct | |
| Nov 15, 2022 | ResMed Common Stock | MOption exerciseDisposed | −16,888 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $221.77 $223.56. The price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.