Huang Johnson's Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed Nov 16, 2022
- Accession no.
- 0001127602-22-025680
- Filed
- Nov 16, 2022
- Trade date
- Nov 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $347.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Huang JohnsonCIK 0001685846 | Officer (Chief Customer Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +9,652 | $19.00 | +$183,388 | 52,015 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −6,317 | $55.00 | −$347,435 | 45,698 | Direct | |
| Nov 15, 2022 | Common Stock | DReturned to the companyDisposed | −3,335 | $55.00 | −$183,425 | 42,363 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −9,652 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.