Wang Alice H's Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed Nov 15, 2022
- Accession no.
- 0001127602-22-025575
- Filed
- Nov 15, 2022
- Trade date
- Nov 11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $165.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wang Alice HCIK 0001686224 | Officer (Chief Public Affairs Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | MOption exerciseAcquired | +3,874 | $21.06 | +$81,586.44 | 20,982 | Direct | |
| Nov 11, 2022 | Common Stock | MOption exerciseAcquired | +1,500 | $26.98 | +$40,470 | 22,482 | Direct | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −3,095 | $53.60 | −$165,892 | 19,387 | Direct | |
| Nov 11, 2022 | Common Stock | DReturned to the companyDisposed | −2,279 | $53.60 | −$122,154.4 | 17,108 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | MOption exerciseDisposed | −3,874 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2022 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 10,712 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.