DiNapoli Jason Philip's Form 4 filing
Heritage Commerce Corp (HTBK) · filed Nov 14, 2022
- Accession no.
- 0001127602-22-025520
- Filed
- Nov 14, 2022
- Trade date
- Nov 10, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $88.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DiNapoli Jason PhilipCIK 0001421913 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Common Stock, No Par Value | PPurchaseAcquired | +3,275 | $14.28 | +$46,767 | 333,475 | Indirect | |
| Nov 10, 2022 | Common Stock, No Par Value | PPurchaseAcquired | +2,900 | $14.43 | +$41,847 | 330,200 | Indirect | |
| Nov 10, 2022 | Common Stock, No Par Value | GGiftDisposed | −1,450 | $0.00 | $0 | 29,588 | Direct | |
| Nov 10, 2022 | Common Stock, No Par Value | GGiftAcquired | +1,450 | $0.00 | $0 | 13,950 | Indirect | |
| Nov 10, 2022 | Common Stock, No Par Value | GGiftDisposed | −1,450 | $0.00 | $0 | 28,138 | Direct | |
| Nov 10, 2022 | Common Stock, No Par Value | GGiftDisposed | −1,450 | $0.00 | $0 | 26,688 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.