Doherty William J's Form 4 filing
Amphenol Corp (APH) · filed Nov 14, 2022
- Accession no.
- 0001127602-22-025363
- Filed
- Nov 14, 2022
- Trade date
- Nov 11, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.1M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doherty William JCIK 0001662750 | Officer (President, CS Division) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Class A Common Stock | MOption exerciseAcquired | +77,000 | $36.45 | +$2,806,650 | 77,000 | Direct | |
| Nov 11, 2022 | Class A Common Stock | SSaleDisposed | −77,000 | $79.82F1,F2 | −$6,146,140 | 0 | Direct | |
| Nov 11, 2022 | Class A Common Stock | MOption exerciseAcquired | +50,000 | $43.99 | +$2,199,500 | 50,000 | Direct | |
| Nov 11, 2022 | Class A Common Stock | SSaleDisposed | −50,000 | $79.82F1,F2 | −$3,991,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Class A Common Stock | MOption exerciseDisposed | −77,000 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2022 | Class A Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 200,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $79.72 to $79.91.
Referenced by the price of 2 transactions in Table I.
- F2
The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.