Hartz Gregory J's Form 4 filing
Tompkins Financial Corp (TMP) · filed Nov 8, 2022
- Accession no.
- 0001127602-22-025081
- Filed
- Nov 8, 2022
- Trade date
- Sep 23, 2021-Nov 4, 2022
- Filing delay
- 411 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $129.5K. It was filed 411 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hartz Gregory JCIK 0001384976 | Officer (EVP, Pres.&CEO Tompkins Trust) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | LLess common codeAcquired | +1.29 | $77.39 | +$99.83 | 20.56 | Indirect | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −1,574 | $82.26 | −$129,477.24 | 23,361.94 | Direct | |
| Nov 4, 2022 | Common Stock | FTax withholdingDisposed | −78 | $83.79 | −$6,535.62 | 23,283.94 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.