Safian Craig's Form 4 filing
Gartner Inc (IT) · filed Nov 4, 2022
- Accession no.
- 0001127602-22-024974
- Filed
- Nov 4, 2022
- Trade date
- Nov 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.63M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Safian CraigCIK 0001610073 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2022 | Common Stock | MOption exerciseAcquired | +5,378 | $99.07 | +$532,798.46 | 67,375 | Direct | |
| Nov 2, 2022 | Common Stock | DReturned to the companyDisposed | −1,673 | $318.51 | −$532,867.23 | 65,702 | Direct | |
| Nov 2, 2022 | Common Stock | FTax withholdingDisposed | −1,891 | $318.51 | −$602,302.41 | 63,811 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −4,967 | $327.38F5 | −$1,626,096.46 | 58,844 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2022 | Common Stock | MOption exerciseDisposed | −5,378 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
This transaction was executed in multiple trades at prices ranging from $327.00 to $327.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.