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Oberton Karleen Marie's Form 4 filing

Hologic Inc (HOLX) · filed Nov 3, 2022

Accession no.
0001127602-22-024916
Filed
Nov 3, 2022
Trade date
Nov 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.05M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Oberton Karleen MarieCIK 0001314036Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2022Common StockAGrant or awardAcquired+20,872––126,811Direct
Nov 1, 2022Common StockMOption exerciseAcquired+7,156$39.96+$285,953.76133,967Direct
Nov 1, 2022Common StockMOption exerciseAcquired+7,389$37.64+$278,121.96141,356Direct
Nov 1, 2022Common StockSSaleDisposed−14,545$72.50−$1,054,512.5126,811Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 1, 2022Common StockMOption exerciseDisposed−7,156$0.00$00Direct
Nov 1, 2022Common StockMOption exerciseDisposed−7,389$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)