Holmes John McClain III's Form 4 filing
Aar Corp (AIR) · filed Nov 2, 2022
- Accession no.
- 0001127602-22-024779
- Filed
- Nov 2, 2022
- Trade date
- Oct 31, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.54M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holmes John McClain IIICIK 0001554880 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +35,000 | $24.00 | +$840,000 | 313,611 | Direct | |
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +22,000 | $18.94 | +$416,680 | 335,611 | Direct | |
| Oct 31, 2022 | Common Stock | SSaleDisposed | −57,000 | $44.53 | −$2,538,210 | 278,611 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseDisposed | −35,000 | $0.00 | $0 | 0 | Direct | |
| Oct 31, 2022 | Common Stock | MOption exerciseDisposed | −22,000 | $0.00 | $0 | 279,600 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.