Bessette Andy F's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Nov 2, 2022
- Accession no.
- 0001127602-22-024768
- Filed
- Nov 2, 2022
- Trade date
- Aug 30-Nov 1, 2022
- Filing delay
- 64 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.18M. It was filed 64 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bessette Andy FCIK 0001198918 | Officer (EVP and Chief Admin Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2022 | Common Stock | GGiftDisposed | −60 | $0.00 | $0 | 14,167.91 | Direct | |
| Nov 1, 2022 | Common Stock | GGiftDisposed | −55 | $0.00 | $0 | 14,112.91 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +12,000 | $140.85 | +$1,690,200 | 26,112.91 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +5,229 | $126.18 | +$659,795.22 | 31,341.91 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −17,229 | $184.77F1 | −$3,183,402.33 | 14,112.91 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 8,863 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −5,229 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for price increments ranging from $184.64 to $184.98. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.