Screven Edward's Form 4 filing
Oracle Corp (ORCL) · filed Oct 27, 2022
- Accession no.
- 0001127602-22-024442
- Filed
- Oct 27, 2022
- Trade date
- Oct 25-27, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $15.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Screven EdwardCIK 0001723056 | Officer (Chief Corporate Architect) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2022 | Common Stock | MOption exerciseAcquired | +200,000 | $32.18 | +$6,436,000 | 2,743,033 | Direct | |
| Oct 27, 2022 | Common Stock | SSaleDisposed | −200,000 | $74.90F1 | −$14,980,000 | 2,543,033 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2022 | Common Stock | AGrant or awardAcquired | +284.73 | $73.14 | +$20,825.15 | 65,363.29 | Direct | |
| Oct 25, 2022 | Common Stock | AGrant or awardAcquired | +1,687.44 | $73.14 | +$123,419.36 | 512,372.63 | Direct | |
| Oct 27, 2022 | Common Stock | MOption exerciseDisposed | −200,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $74.69 to $75.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.