Taylor Bret Steven's Form 4/A amendment
AmendedSalesforce, Inc. (CRM) · filed Oct 7, 2022
- Accession no.
- 0001127602-22-023811
- Filed
- Oct 7, 2022
- Trade date
- Sep 22-23, 2022
- Filing delay
- 15 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 26, 2022
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $153.2K. It was filed 15 days after the trade.
This amendment replaces 0001127602-22-022973 (filed Sep 26, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Taylor Bret StevenCIK 0001610312 | Director, Officer (Vice Chair of the Board, CoCEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2022 | Common Stock | MOption exerciseAcquired | +968 | $0.00 | $0 | 933,775 | Direct | |
| Sep 22, 2022 | Common Stock | MOption exerciseAcquired | +1,089 | $0.00 | $0 | 934,864 | Direct | |
| Sep 23, 2022 | Common Stock | SSaleDisposed | −487 | $146.36 | −$71,277.32 | 934,377 | Direct | |
| Sep 23, 2022 | Common Stock | SSaleDisposed | −6 | $146.61 | −$879.66 | 934,371 | Direct | |
| Sep 23, 2022 | Common Stock | SSaleDisposed | −547 | $146.36 | −$80,058.92 | 933,824 | Direct | |
| Sep 23, 2022 | Common Stock | SSaleDisposed | −7 | $146.56 | −$1,025.92 | 933,817 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2022 | Common Stock | MOption exerciseDisposed | −968 | $0.00 | $0 | 1,935 | Direct | |
| Sep 22, 2022 | Common Stock | MOption exerciseDisposed | −1,089 | $0.00 | $0 | 10,894 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a sale of shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement of shares that were earned by the holder pursuant to a restricted stock unit award that vested based on the holder's continued employment through September 22, 2022.
- F2
This amendment is being filed solely to correct an error in the number of Securities Beneficially Owned as previously reported. This amended report does not report any new transactions or otherwise modify the transaction details that were previously reported.
- F3
Restricted Stock Units convert to shares of common stock on a one-for-one basis.
- F4
These restricted stock units vested as to 25% of the original grant on March 22, 2020 and vest as to 1/16 of the original grant quarterly thereafter.
- F5
These restricted stock units vested as to 25% of the original grant on March 22, 2022 and vest as to 1/16 of the original grant quarterly thereafter.