Taylor Dian C's Form 4 filing
Artesian Resources Corp (ARTNA) · filed Sep 19, 2022
- Accession no.
- 0001127602-22-022647
- Filed
- Sep 19, 2022
- Trade date
- Sep 16, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $395.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Taylor Dian CCIK 0001208428 | Director, Officer (C.E.O. President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Class A Non-voting Common Stock | XIn-the-money exerciseAcquired | +6,750 | $22.66 | +$152,955 | 111,771 | Direct | |
| Sep 16, 2022 | Class A Non-voting Common Stock | SSaleDisposed | −3,000 | $57.99 | −$173,970 | 108,771 | Direct | |
| Sep 16, 2022 | Class A Non-voting Common Stock | SSaleDisposed | −3,650 | $59.00 | −$215,350 | 105,121 | Direct | |
| Sep 16, 2022 | Class A Non-voting Common Stock | SSaleDisposed | −100 | $59.03 | −$5,903 | 105,021 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Class A Non-voting Common Stock | XIn-the-money exerciseDisposed | −6,750 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.