Hoffman William's Form 4 filing
Inari Medical, Inc.NARI · filed Sep 9, 2022
- Accession no.
- 0001127602-22-022258
- Filed
- Sep 9, 2022, 4:48 PM ET
- Trade date
- Aug 29-Sep 8, 2022
- Filing delay
- 11 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.37M. It was filed 11 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoffman WilliamCIK 0001304099 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2022 | Common Stock | GGiftDisposed | −139,998 | $0.00 | $0 | 378,901 | Direct | |
| Sep 7, 2022 | Common Stock | MOption exerciseAcquired | +30,000 | $0.4284 | +$12,852 | 408,901 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −4,646 | $69.73F2 | −$323,965.58 | 404,255 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −6,066 | $70.94F3 | −$430,322.04 | 398,189 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −14,062 | $71.89F4 | −$1,010,917.18 | 384,127 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −5,226 | $72.42F5 | −$378,466.92 | 378,901 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −16,308 | $75.12F6 | −$1,225,056.96 | 362,593 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 230,168 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $69.26 to $70.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $70.29 to $71.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $71.29 to $72.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $72.29 to $72.61 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $75.00 to $75.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.