Hammond F G's Form 4 filing
Aspen Technology, Inc. (AZPN) · filed Sep 9, 2022
- Accession no.
- 0001127602-22-022252
- Filed
- Sep 9, 2022
- Trade date
- Sep 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $901.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hammond F GCIK 0001332920 | Officer (Senior VP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock | MOption exerciseAcquired | +2,810 | $129.48 | +$363,838.8 | 24,868 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −1,331 | $210.64 | −$280,361.84 | 23,537 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −1,803 | $211.64 | −$381,586.92 | 21,734 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −1,091 | $212.52 | −$231,859.32 | 20,643 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −37 | $213.25 | −$7,890.25 | 20,606 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock | MOption exerciseDisposed | −2,810 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.