Wickes Gene H's Form 4 filing
Willis Towers Watson PLCWTW · filed Sep 9, 2022
- Accession no.
- 0001127602-22-022238
- Filed
- Sep 9, 2022
- Trade date
- Sep 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.89M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wickes Gene HCIK 0001213376 | Officer (Head of Benefits Deliv & Admin) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Ordinary Shares, nominal value $0.000304635 per share | MOption exerciseAcquired | +13,925 | $110.58 | +$1,539,826.5 | 86,399.84 | Direct | |
| Sep 7, 2022 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −2,629 | $205.88F1 | −$541,258.52 | 83,770.84 | Direct | |
| Sep 7, 2022 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −3,477 | $206.61F2 | −$718,382.97 | 80,293.84 | Direct | |
| Sep 7, 2022 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −4,132 | $207.52F3 | −$857,472.64 | 76,161.84 | Direct | |
| Sep 7, 2022 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −1,712 | $208.65F4 | −$357,208.8 | 74,449.84 | Direct | |
| Sep 7, 2022 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −1,975 | $209.86F5 | −$414,473.5 | 72,474.84 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Ordinary Shares, nominal value $0.000304635 per share | MOption exerciseDisposed | −13,925 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $205.25 to $206.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $206.25 to $207.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $207.32 to $207.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $208.35 to $209.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $209.40 to $210.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person is exercising the options in light of the upcoming expiration date of those options.