Spector David's Form 4 filing
PennyMac Mortgage Investment TrustPMT · filed Sep 8, 2022
- Accession no.
- 0001127602-22-022212
- Filed
- Sep 8, 2022
- Trade date
- Sep 8, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $274.2K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spector DavidCIK 0001275713 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Shares of Beneficial Interest | PPurchaseAcquired | +20,000 | $13.71F1 | +$274,200 | 232,574 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average price of multiple transactions at prices ranging from $13.54 to $13.83. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Shares of Beneficial Interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.