Hammond F G's Form 4 filing
Aspen Technology, Inc. (AZPN) · filed Sep 6, 2022
- Accession no.
- 0001127602-22-022107
- Filed
- Sep 6, 2022
- Trade date
- Sep 1-2, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.14M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hammond F GCIK 0001332920 | Officer (Senior VP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseAcquired | +3,218 | $129.48 | +$416,666.64 | 27,137 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −343 | $203.92 | −$69,944.56 | 26,794 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −1,909 | $205.60 | −$392,490.4 | 24,885 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −610 | $206.56 | −$126,001.6 | 24,275 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −1,946 | $207.79 | −$404,359.34 | 22,329 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −67 | $208.37 | −$13,960.79 | 22,262 | Direct | |
| Sep 2, 2022 | Common Stock | MOption exerciseAcquired | +407 | $129.48 | +$52,698.36 | 22,669 | Direct | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −611 | $210.58 | −$128,664.38 | 22,058 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseDisposed | −3,218 | $0.00 | $0 | 3,217 | Direct | |
| Sep 2, 2022 | Common Stock | MOption exerciseDisposed | −407 | $0.00 | $0 | 2,810 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.