Zapolsky David's Form 4 filing
Amazon Com Inc (AMZN) · filed Aug 23, 2022
- Accession no.
- 0001127602-22-021471
- Filed
- Aug 23, 2022
- Trade date
- Aug 21-22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.12M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zapolsky DavidCIK 0001557979 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +13,760 | $0.00 | $0 | 74,020 | Direct | |
| Aug 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,960 | $0.00 | $0 | 76,980 | Direct | |
| Aug 22, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −4,746 | $133.76F2 | −$634,824.96 | 72,234 | Direct | |
| Aug 22, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −2,614 | $134.63F3 | −$351,922.82 | 69,620 | Direct | |
| Aug 22, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −1,000 | $135.59F4 | −$135,590 | 68,620 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −13,760 | $0.00 | $0 | 70,020 | Direct | |
| Aug 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −2,960 | $0.00 | $0 | 102,220 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $134.22 and the lowest price at which shares were sold was $133.25.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $135.01 and the lowest price at which shares were sold was $134.29.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The highest price at which shares were sold was $135.94 and the lowest price at which shares were sold was $135.33.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.