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Ahlers David M's Form 4 filing

Graco Inc (GGG) · filed Aug 19, 2022

Accession no.
0001127602-22-021363
Filed
Aug 19, 2022
Trade date
Aug 18-19, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.82M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ahlers David MCIK 0001445183Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 18, 2022Common StockMOption exerciseAcquired+44,949$19.58+$880,101.42110,084.02Direct
Aug 18, 2022Common StockSSaleDisposed−44,949$70.77F1−$3,181,040.7365,135.02Direct
Aug 19, 2022Common StockMOption exerciseAcquired+9,051$19.58+$177,218.5874,186.02Direct
Aug 19, 2022Common StockSSaleDisposed−9,051$70.22F3−$635,561.2265,135.02Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 18, 2022Common StockMOption exerciseDisposed−44,949$0.00$09,051Direct
Aug 19, 2022Common StockMOption exerciseDisposed−9,051$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The shares were sold at prices ranging from $70.625 to $71.04, inclusive. The reporting person undertakes to provide Graco Inc., any security holder of Graco Inc., or the staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares sold at each separate price set forth within the footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold at prices ranging from $70.03 to $70.47, inclusive. The reporting person undertakes to provide Graco Inc., any security holder of Graco Inc., or the staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares sold at each separate price set forth within the footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)