Wickes Gene H's Form 4 filing
Willis Towers Watson PLCWTW · filed Aug 18, 2022
- Accession no.
- 0001127602-22-021301
- Filed
- Aug 18, 2022
- Trade date
- Aug 16-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $329.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wickes Gene HCIK 0001213376 | Officer (Head of Benefits Deliv & Admin) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Ordinary Shares, nominal value $0.000304635 per share | MOption exerciseAcquired | +1,100 | $110.58 | +$121,638 | 73,574.84 | Direct | |
| Aug 16, 2022 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −1,100 | $220.02 | −$242,022 | 72,474.84 | Direct | |
| Aug 17, 2022 | Ordinary Shares, nominal value $0.000304635 per share | MOption exerciseAcquired | +398 | $110.58 | +$44,010.84 | 72,872.84 | Direct | |
| Aug 17, 2022 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −398 | $220.00 | −$87,560 | 72,474.84 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Ordinary Shares, nominal value $0.000304635 per share | MOption exerciseDisposed | −1,100 | $0.00 | $0 | 46,810 | Direct | |
| Aug 17, 2022 | Ordinary Shares, nominal value $0.000304635 per share | MOption exerciseDisposed | −398 | $0.00 | $0 | 46,412 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The reporting person is exercising the options in light of the upcoming expiration date of those options.