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Johnson Jennifer M's Form 4 filing

Franklin Templeton IncBEN · filed Aug 18, 2022

Accession no.
0001127602-22-021273
Filed
Aug 18, 2022
Trade date
Dec 13, 2021-Aug 16, 2022
Filing delay
248 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $1.59M. It was filed 248 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Johnson Jennifer MCIK 0001010270Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 16, 2022Common Stock, par value $.10SSaleDisposed−55,201$28.75F1−$1,587,028.751,870,067.87Direct
Dec 13, 2021Common Stock, par value $.10GGiftAcquired+884–F2–2,176,642.88Direct
Dec 13, 2021Common Stock, par value $.10GGiftAcquired+4,420–F2–442,864Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.7050 to $28.8200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

Not applicable.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)